|
VICTIM
IMPACT STATEMENTS CONSIDERED IN SENTENCING:
CONSTITUTIONAL
CONCERNS
[cite
as “2 Cal. Crim. L. Rev. 3”; pincite using paragraph numbers]
Mark Stevens*
ABSTRACT
Victim Impact Statements
(hereinafter referred to as “VISs”) are statements read by, or on
behalf of, crime victims at the sentencing phase of criminal trials.
VISs have been occasionally constitutionally challenged in American
courts. The challenges have typically been that VISs conflict with
the Eighth Amendment’s “Proportionality Doctrine”, which holds that
punishment must be proportional to the crime. The United States
Supreme Court has considered three times in recent years whether
the reading of a VIS at the sentencing phase of criminal proceedings
is constitutional1.
The present constitutional status of VISs is that the proportionality
doctrine “does not erect a per se bar” to the admissibility of VISs
at sentencing proceedings, but the Fourteenth Amendment may provide
a door to relief2.
This note examines the Eighth Amendment treatment of VISs by the
Court, and the possibility of future Fourteenth Amendment due process
challenges to the consideration of VISs during the penalty phase
of criminal proceedings.
INTRODUCTION AND HISTORY
"...
I am wronged. It is a shameful thing that you should mind these
folks that are out of their wits." Martha Carrier, hanged,
August 19, 1692, Salem, MA, Commonwealth of Massachusetts General
Court of Oyez and Terminer (The Salem Witch Trials).
¶1 Victim Impact Statements (“VISs”)
are statements read by, or on behalf of, victims of crime at the
sentencing phase of criminal proceedings. After the defendant has
been found guilty by the judge or jury, the victim is afforded the
opportunity to make a statement to the court regarding the impact
of the crime on the victim and her family. Typically these statements
are offered by the victim to encourage the maximization or enhancement
of the penalty upon the defendant. The statements are often filled
with emotion, and the defendant is not able to rebut the statements.
¶2 VISs are one of the legacies of
English Common Law. Around the 13th Century, when civil
torts and criminal actions first became distinguished in England
(“Actions in Trespass” and “Actions in Trespass on the Case,” respectively),
VIS’ were permitted, as the Crown stood in the shoes of the victim
of the offense in English adversarial proceedings3.
Victims were allowed to speak in support of the Crown in “keeping
the King’s peace,” and as punishment of the perpetrator replaced
restitution to the victim, as the government’s primary objective4.
¶3 During the early development of
American colonial criminal justice, criminal prosecutions were private
actions in which the victim paid public officials fees to assist
in the prosecution. Constables and justices of the peace would investigate
the crime, file charges against the offender, and prosecute the
case in return for fees paid by the victim. The victim was sometimes
even responsible for the costs of incarcerating and feeding the
offender while he awaited trial.
¶4 During the eighteenth century, American
prosecution of crime evolved from a private action into a state
action. The states, like the Crown, realized the need to avoid private
retribution for criminal wrongs in order to maintain a civilized
society.
¶5 This evolution, which began as the
theory that crime was a societal interest and concern, rather than
an individual interest of the victim, gained momentum5.
The state took over the lead role in prosecuting wrongdoers on behalf
of society, rather than on behalf of the victim; “Victim v. Offender”
was replaced with “State v. Offender” in court pleadings. To maintain
a semblance of victim participation in the process, victims continued
to make statements at some point in the criminal trial of the offender,
although the state had already taken over the lead role in the prosecution.
¶6 The United States Supreme Court
has held that the purpose of restitution is to accomplish the penal
goals of the state, not to compensate victims6.
One objective of the restitution aspects of criminal proceedings
is to alleviate the financial burden of the victims in seeking the
recovery of their money damages through civil process7.
¶7 The ensuing two centuries of Anglo-American
legal tradition enable and encourage victims of crimes to make or
submit a statement at the sentencing phase of trials. The theory
goes that the victim of a robbery, for instance, can best explain
the value of the property taken; the next of kin of a murder victim
is uniquely able to articulate the impact of the loss of her loved
one. The ability to introduce a VIS is also viewed by many as a
means for the victims to heal their wounds and to gain some closure
on a horrible chapter in their lives.
MODERN
USE OF THE VICTIM IMPACT STATEMENT
¶8 One constitutional conflict which
arises from this practice, is that punishment may be enhanced where
more articulate, or more pitiful victims make a VIS, than in cases
where the victim is inarticulate or otherwise unappealing. In those
instances the severity of the statement may have more of
an impact on the sentencing authority than the severity of the crime.
This has been one of the “proportionality” arguments against the
VIS in Booth, Gathers and Payne8.
As Justice Marshall noted, dissenting in Payne,
[T]he
probative value of [victim impact] evidence is always outweighed
by its prejudicial effect because of its inherent capacity to draw
the jury's attention away from the character of the defendant and
the circumstances of the crime to such illicit considerations as
the eloquence with which family members express their grief and
the status of the victim in the community.9
THE
POPULARITY OF VICTIM IMPACT STATEMENTS
¶9 The impact of felonious crime upon
its victims is inherently severe and profound, and society views
those convicted of these types of crimes with scorn and abhorrence.
The victim of violent crimes, conversely, is viewed as vulnerable
and wounded. Society wants to punish the defendant and help the
victim to the greatest extent possible.
¶10 Punishing defendants, as well as
aiding crime victims, are both popular notions in our society. It
makes great political sense to propose a bill that protects a victim
and punishes an accused: there is no risk that efforts to protect
victims’ rights would ever be unpopular with voters. A well-placed
sound-bite on the evening news, calling for gun control in the wake
of a violent crime, means votes. “Victim’s Rights” initiatives are
likewise risk-free political pandering for professional politicians.
¶11 American state legislatures have
rushed to the aid of victims with “Victim’s Rights” laws and state
constitutional amendments with increasing frequency. Forty-nine
of the fifty states have enacted legislation or state constitutional
amendments which permit the reading of a VIS at the sentencing phase
of criminal proceedings10.
Logically, of course, a pragmatic politician would commit electoral
suicide by opposing any “Victim’s Rights” initiative.
¶12 A typical “Victim’s Rights Bill”
includes the opportunity for the victim to make a statement about
the impact of the crime at sentencing. Michigan’s victim legislation,
for example, is as follows:
MCL
780.765
CRIME
VICTIM'S RIGHTS ACT (Act 87 of 1985)
780.765
Oral impact statement at sentencing.
Sec.
15. The victim shall have the right to appear and make an oral impact
statement at the sentencing of the defendant.
¶13 The argument for victims’
rights has popular appeal, as many believe that the only ones protected
by our justice system are criminals. A common cry for victim’s rights
is that the Constitution only provides protection for criminals,
yet provides no protection for victims. This is, of course, not
only legally accurate, but constitutionally necessary and logical:
the accused is the person whose rights must be protected, not the
victim. The Constitution does not protect the defendant’s right
to commit a crime; it protects the defendant’s rights when he is
being tried for committing a crime.
¶14 Why question inhibiting or prohibiting
the statement of the bereaved in their most profound time of loss?
There would seem to be little harm to permitting the victims to
make a statement about their grief. However, such a statement may,
in some circumstances, encroach upon the safeguards provided by
the federal constitution.
¶15 A victim of a violent crime presents
a vulnerable, wounded member of our society, seeking a chance to
be heard, and it is our nature to want her to heal her wounds. What
harm could lie in allowing her to be heard after some one has been
convicted of a crime that caused her loss, or contributed to the
cause of her loss? The challenger to a VIS will likely appear to
be an unfeeling ogre, and may be subject to severe “jury justice”
in sentencing, despite a plausible constitutional objection.
CONSTITUTIONAL CONCERNS REGARDING VICTIM IMPACT STATEMENTS
¶16 The VIS, like much of our common
legal heritage, was inherited from the laws of the Crown, but subject
to the limitations which our Constitutional framers placed upon
that common law. Today’s VISs find their origin in the common law
practice of permitting victims to exert emotionally charged influence
upon the judge and jury in the consideration of sentencing. Like
many other elements of the common law, the VIS has come into conflict
with our federal constitution, as the Constitution has been interpreted
and developed over the past two centuries. The traditional common
law VIS may not comport with the Eighth Amendment’s proportionality
doctrine, or the Fourteenth Amendment’s due process guarantee. Congress
has enacted federal legislation in favor of victims several times
in recent years: “The Victim And Witness Protection Act” (1982);
the “Victims of Crime Act” (1984); the “Victims Rights and Restitution
Act” (1990); and the “Victim’s Bill of Rights” (1994). To seize
the political opportunity the Oklahoma City bombing presented, Congress
enacted “The Effective Death Penalty and Anti-Terrorism Act of 1996.”
¶17 Most jurisdictions permit the jury
or judge to consider a VIS at some stage of the proceedings. A defense
lawyer runs a great risk when challenging a complaining witness/victim
regarding the trauma of violent crime in any way, as counsel will
be viewed as persecuting an already weakened victim. Any attempt
by defense counsel to obstruct her VIS will surely be met with disapproval,
if not disgust, and possibly retaliation by the sentencing authority,
particularly where a jury determines the sentence. Defense counsel
risks being viewed in that situation as opposing the victim,
rather than representing the accused.
¶18 Because a challenge to the introduction
of a VIS is fraught with such peril, the VIS is seldom challenged
on constitutional grounds. The defense attorney runs the risk that
the challenge itself may result in a harsher sentence for
the defendant. Considering the societal preference to allow the
VIS, coupled with the risk inherent in challenging the VIS, why
even consider denying the victim of a tragic loss the opportunity
to articulate her loss in the presence of the perpetrator?
¶19 In Booth, Gathers, and Payne,
the defendants had nothing to lose by taking their challenges
all the way to the Supreme Court: all had been sentenced to death
after the reading of the VIS. It is likely that any (future) successful
challenge to the VISs constitutionality will come from a capital
case for that reason. The likelihood of a successful challenge is
so slight that a defendant sentenced has more to lose than to gain
by appealing. The risks associated with challenging the VIS are
probably only worth taking where the defendant is sentenced either
to life imprisonment or death. The risk/reward analysis, however,
is not determinative of whether the VIS, as presently applied, violates
the Eighth and/or Fourteenth Amendment of the federal constitution.
THE
EIGHTH AMENDEMENT CHALLENGE TO THE VICTIM IMPACT STATEMENT
A.
Development of the Proportionality Doctrine
¶20 The Eighth Amendment to the federal
constitution reads as follows:
“Excessive
bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted.”
¶21 The scope of Eighth Amendment protection
was rarely contemplated by the Supreme Court in the first century
after the adoption of the constitution. It was not until the latter
part of the nineteenth century’s United States Supreme Court decisions
that it was occasionally considered. Through the end of the nineteenth
century, the Court held that the Eighth Amendment’s prohibition
against cruel and unusual punishment barred only those common law,
corporal punishments which had been banned in England: burning,
branding, and other horrific torture-style punishments.
¶22 Expansion and explanation of the
cruel and unusual clause was first given consideration in 1892 by
Justice Field in O’Neil v. Vermont11.
O’Neil was convicted of transporting bottles of bootleg alcohol,
and sentenced to 50 years at hard labor in the Vermont state prison.
Justice Field wrote, dissenting, that O’Neil’s punishment was not
proportional to the crime for which he was convicted, and that his
sentence was so disproportionate to the crime, that it violated
the cruel and unusual clause of the Eighth Amendment.
¶23 Field wrote that the Eighth Amendment
went further than prohibiting barbaric physical punishments. He
argued that there was a further protection given: a guarantee that
the sentence be proportional to the crime. The Court did not agree
with Justice Field, and O’Neal served his 50 years, but Field’s
dissent became the genesis for the Proportionality Doctrine of the
Eighth Amendment 18 years later.
¶24 In 1910, a man named Weems was
convicted of falsifying some government applications in the Phillipines.
His sentence was that he forfeit his passport, serve 15 years at
hard labor, and be shackled in leg irons for the 15 years. The United
States Supreme Court, in Weems v. United States12,
relied on Justice Fields’s dissent in O’Neil, and held
that the Eighth Amendment did contain a protection against
disproportionate sentencing, and that Weems’ sentence did not fit
the crime and was inherently unconstitutional. The Proportionality
Doctrine took hold with Weems.
¶25 “Proportionality” has been the
tool with which the Court strikes down inherently unfair and unjust
sentencing statutes and guidelines13.
Proportionality would logically require an impartial sentencing
authority to determine the sentence after a rational decision making
process, limited to the defendant’s culpability and the circumstances
of the crime. Proportionality requires a nexus between the punishment
imposed and the defendant’s blame-worthiness. In addition, a defendant’s
punishment must be tailored to his personal responsibility and moral
guilt14.
¶26 The United States Supreme Court
first applied the Proportionality Doctrine to the constitutionality
of the VIS in 1987 in Booth v. Maryland. The Booth Court
held that the introduction of the VIS at the penalty phase of a
capital murder trial was inherently repugnant to the Eighth Amendment.
The Booth decision gave rise to a bitter Eighth Amendment
contest between opponents and proponents of the VIS.
B.
The Proportionality Doctrine as Applied To Victim Impact Statements
¶27 The United States Supreme Court
has equivocated in its Eighth Amendment analysis of the constitutionality
of the VIS, first striking down statutes allowing VISs in its first
two cases, Booth v. Maryland in 1987 and South Carolina
v. Gathers in 1989, then reversing itself in 1991 by upholding
the constitutionality of VISs in Payne v. Tennessee. The
Court was sharply divided in all three cases, and the arguments
pro and con were similar in all three cases15.
¶28 The crimes committed in Payne,
Gathers and Booth had one major similarity: all were
brutal attacks against defenseless, innocent, pitiful victims with
strong family ties and emotionally charged survivors who actively
sought the maximum penalty available for the respective defendants.
In each case, the VIS’ fanned emotional flames during the penalty
phase, and enhanced the possibility of enhanced penalties due to
the characteristics of the homicide victims, coupled with the effective
articulation of those “good character” qualities by the victims’
survivors and the state. The effects of the crime on the survivors
overshadowed the criminal liability of Payne, Gathers and Booth.
¶29 The introduction of “good character”
evidence regarding the victims in each of these three cases was
of concern to the Supreme Court, and in each case the result was
a sharply divided court. The Booth Court noted that the introduction
of this “good character” evidence would then necessitate permitting
the defendant to rebut the evidence, which would then create a mini-trial
on the character of the victim16.
As Booth’s attorney George Burns, Jr. asserted at oral argument,
this aspect of the VIS places greater value on some lives than others,
which would logically result in more severe sentencing for defendants
convicted of murdering some citizens, compared to those who murder
other citizens, despite the fact that the character of the victim
seldom, if ever, is part of the defendant’s decision to kill.
¶30 In Booth, the Supreme Court,
by a 5 to 4 margin17
determined that the reading of a VIS was per se unconstitutional
as it violated the Eighth Amendment’s Proportionality Doctrine.
The narrower question presented to the Court for review in Booth
was, “[w]hether the Constitution prohibits a jury from considering
a victim impact statement during the sentencing phase of a capital
murder trial.”18
The Booth Court held that “the admission of the family members’
emotionally charged opinions and characterizations of the crimes
could serve no other purpose than to inflame the jury and divert
it from deciding the case on the relevant evidence concerning the
crime and the defendant. Such admission is therefore inconsistent
with the reasoned decision making required in capital cases.”19
¶31 The state of South Carolina afforded
the Court an opportunity to reaffirm its Booth decision in
Gathers v. South Carolina. There can be no more evil a defendant
than Demitrius Gathers, and in a state that executes people, which
South Carolina does, it would be difficult for the state to botch
a death sentence with facts like these, yet South Carolina managed
to do so. The reason the state failed in its effort to kill Demetrius
Gathers was its insistence on reading an irrelevant VIS which directly
violated a recent Supreme Court decision (Booth).
¶32 The facts of the Gathers case
make as good a place as any other to debate the constitutionality
and legal relevance of the VIS, because it presents the most factually
compelling basis for permitting the consideration of the
VIS. Gathers affords us a direct view of a conflict between
good and evil. The crime was horrible, the victim was vulnerable,
the evidence against the defendant included a confession, and the
VIS was sought by the survivors and the state.
¶33 The evidence showed that Gathers
and 3 companions encountered the victim, Richard Haynes, on a park
bench in South Carolina one evening20.
The record showed that Haynes was a lay minister, who had a series
of mental problems. Haynes was in the park, carrying several bags
of religious artifacts, including bibles, rosaries, and religious
tracts.
¶34 He went to the park, as his mother
testified, to “spread the Word”. The religious tract had been written
by Haynes, and was called “The Game Guy’s Prayer.” It extolled the
virtue of sports, and the values of leading a Christian life through
football and boxing metaphors. It would be difficult to create a
victim who could create more sympathy among jurors than Richard
Haynes. Demetrius Gathers, in contrast, was a violent thug. Gathers
and three friends sat on the park bench next to Haynes, drinking
beer as Haynes was reading a Bible. When Gathers attempted to engage
Haynes in conversation, Haynes stated he did not wish to talk to
Gathers21.
¶35 Gathers and his friends then proceeded
to brutally beat and kick Haynes. Gathers smashed his beer bottle
over Haynes’ head. He then beat Haynes severely with an umbrella.
Before leaving the scene of the beating, as Haynes lay unconscious,
Gathers inserted the umbrella in Haynes’ anus and tried to open
it.
¶36 After adjourning to the apartment
complex where Gathers and some of his friends lived, Gathers and
one friend returned to the park with a large knife. As Haynes lay
partially conscious, Gathers and his friend strew his belongings
along a bike pathway, looking for something to steal, but finding
nothing. Gathers then stabbed Haynes repeatedly until he died. Gathers
admitted to all the facts presented22.
¶37 Despite the overwhelming evidence,
including Gathers’ own admission of the horrible crime, and the
victim’s pitiful characteristics, the prosecutor felt compelled
to introduce a statement about the defendant’s religious orientation
and his civic nature through reintroduction of the religious tracts
and the voter card at sentencing. The Supreme Court held that the
reintroduction of that evidence through the VIS “was purely fortuitous
and could not provide any information relevant to [Gathers’] moral
culpability….”23
¶38 The prosecution in Gathers’ trial
was inferentially asking the jury to place greater value on the
lives of victims who were religious, or who were “good citizens”,
than those who weren’t. The jury responded by sentencing Gathers
to death. The Supreme Court of South Carolina reversed Gather’s
death sentence, in light of Booth, and the United States
Supreme Court affirmed, holding that “allowing the jury to rely
on [the prosecutor’s comments about the victim] … could result in
imposing the death sentence because of factors about which the defendant
was unaware, and that were irrelevant to the decision to kill.”24
The Gathers Court held that Gathers should not be executed
because the victim was a religious citizen who voted.
¶39 Gathers illustrates the
delicate conflict the VIS causes with the Eighth Amendment, as well
as with the theory of legal relevance. The VIS in Gathers would
place relative values on different lives. Would Gathers be less
culpable if he had committed the same terrible crimes on an atheist,
or a person who didn’t vote? Did Haynes’ character play any part
in Gathers’ decision to kill?
¶40 In 1991, the Supreme Court reversed
its decisions in Booth and Gathers in Payne. In
a rare instance of reversing itself in a very short period of time,
the Payne Court stated that “although adherence to the doctrine
of stare decisis is usually the best policy, the doctrine
is not an inexorable command. This Court has never felt constrained
to follow precedent when governing decisions are unworkable or badly
reasoned … Booth and Gathers were decided by the
narrowest of margins, over spirited dissents challenging their basic
underpinnings; have been questioned by Members of this Court in
later decisions; have defied consistent application by the lower
courts … [citations omitted] and, for the reasons heretofore stated,
were wrongly decided.”25
THE
POTENTIAL FOR FOURTEENTH AMENDMENT CHALLENGES TO THE VIS
¶41 The Payne Court shifted
the analysis of the VIS’ constitutionality from the Eighth amendment
to the Fourteenth, from “cruel and unusual” to “procedural due process”.
In the due process context, the Court discussed the evidentiary
issues raised by the VIS. While the Court reversed Booth
and Gathers as to the proportionality issue, it left open
the door to challenge the VIS via the Fifth and Fourteenth Amendment’s
Due Process clauses. The Court held that "the Eighth
Amendment erects no per se bar" to the admission of victim
impact evidence, which closed the door, for all practical purposes,
to most Eighth Amendment challenges to the VIS26.
The Court then announced due process as the new gateway to challenging
the VIS, holding that if such evidence is prejudicial to the point
that it renders a capital defendant's trial fundamentally unfair,
the Fourteenth Amendment’s Due Process Clause provides a basis for
its exclusion.
¶42 Chief Justice Rehnquist wrote in
Payne: “In the event that victim impact evidence is introduced
that is so unduly prejudicial that it renders the trial fundamentally
unfair, the Fourteenth Amendment's Due Process Clause provides a
mechanism for relief.”27
The Payne decision leaves the standard to be applied unclear,
though. One logical standard would be to apply the Rule 403 “legal
relevance” standard28.
The legal relevance standard is that of Federal Rule of Evidence
403, which provides:
Although
relevant, evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the jury, or by considerations of undue delay, waste
of time, or needless presentation of cumulative evidence.
¶43 The Rule 403 relevance standard
comports neatly to the Fourteenth Amendment’s due process requirement.
Rule 403 is a rule of balance and fundamental fairness. The relevance
balance is applied by weighing the rationale both for and against
admissibility. The fundamental fairness of the rule is applied through
the nature and substance of the factors which are weighed.
¶44 The due process clause of the Fourteenth
Amendment is as follows:
Section.
1. All persons born or naturalized in the United States and subject
to
the jurisdiction thereof, are citizens of the United States and
of the State
wherein
they reside. No State shall make or enforce any law which shall
abridge
the privileges or immunities of citizens of the United States; nor
shall
any State deprive any person of life, liberty, or property, without
due
process
of law; nor deny to any person within its jurisdiction the equal
protection
of the laws.
¶45 Fourteenth Amendment Due Process
guarantees are also protected by the application of a balancing
test. Due process issues are often scrutinized under the balancing
test established by the Supreme Court in Matthews v. Eldredge29.
The “Matthews Test” balances the following:
-
the
private interest that will be affected by the official action;
Plus
-
the
risk of an erroneous deprivation of such interest through the
procedures used, and probable value, if any, of additional procedural
safeguards;
Versus
-
the
Government's interest, including the fiscal and administrative
burdens that the additional or substitute procedures would entail30
¶46 The Matthews test has been
applied mostly to cases involving civil cases and administrative
procedures, but it has also been applied where appropriate by the
Court to criminal due process issues, including at least one sentencing
issue. In Ake v. Oklahoma31,
the Court applied the test in determining whether an indigent
criminal defendant had the right to a state-provided psychiatrist
to prepare his insanity defense and to assist the defendant at the
sentencing phase of trial.
¶47 The Ake Court held: 1) the
liberty interest at stake in a criminal proceeding that “places
an individual's life or liberty at risk is almost uniquely compelling”.
As to the state’s interest, the same court found: 2) that “the State's
interest in prevailing at trial - unlike that of a private litigant
- is necessarily tempered by its interest in the fair and accurate
adjudication of criminal cases.”32
Lastly, the Ake Court looked to the burden on the government
to adopt alternative procedures, and found: 3) that where the interests
of both the individual and the state were so substantial, and where
the risk of erroneous deprivation of a liberty interest was at stake,
the fiscal interest of the state must yield33.
¶48 The Fourteenth Amendment, and the
Matthews balancing test contained within it, provide
an adequate standard of review for the future challenge to the VIS.
Applying the Matthews test to the introduction of the
VIS would likely render the following result:
-
the
private interest that will be affected by the official action:
the life or liberty of the Accused;
-
the
risk of an erroneous deprivation of such interest through the
procedures used, and probable value, if any, of additional procedural
safeguards: the risk of erroneous deprivation (of life or
liberty) is high, the probable value of additional safeguards
is high;
Versus
(3)
the Government's interest, including the fiscal and administrative
burdens that the additional or substitute procedures would entail:
there would be no added fiscal nor administrative burdens incurred
by the government though the elimination of the VIS.
¶49 The application of the Matthews
standard of due process review leads to the conclusion that many
VISs would fail to comport to Fourteenth Amendment requirements.
The Court may employ another due process test to determine the VIS
constitutionality, though, as the Court has held that the "[d]
ue process is flexible and calls for such procedural protections
as the particular situation demands.”34
¶50 Another due process consideration
raised by the VIS is that the legislature has already considered
the impact upon victims of violent crimes when it codifies criminal
statutes, including the penalties for the committed offense(s).
The decision on sentencing must be based entirely upon the parameters
set by the legislature. Where the legislature has already considered
the impact of the crime in codifying punishments for specific offenses,
the emotional effect of the VIS, upon the rationality of the sentencing
body, detracts from the reasoned establishment of the penalty guidelines
established by the legislature.
¶51 A further due process problem occurs
when the victim has testified during trial, particularly in cases
where the accused opts not to take the stand. The sentencing body
in these cases has already heard the victim’s story told once, then
the victim’s version of the offense are re-stated to the fact finder
at the penalty phase. This poses the obvious concern that the repetitive
effect of the victim’s statement upon the fact finder would undermine
the defendant’s fundamental right to a fair trial and fairness in
sentencing.
¶52 Another concern is the introduction
of the VIS at the sentencing of accessories and accomplices. Here,
the full effect and impact of the crime upon the victim is considered
by the fact finder, yet the defendant did not commit the principal
offense which caused the impact. This poses a fundamental fairness
problem, as the defendant did not fully cause the impact upon the
victim, yet the full effect upon the victim is considered when sentencing
the defendant. Otherwise stated, the question is whether the full
weight of the impact upon the victim should be considered in sentencing
some one who did not legally cause that impact.
¶53 The Framers of the Constitution
purposefully created an imbalance between the rights of the accused
and the rights of the victims, and they created it with favor entirely
on the side of the accused. There are compelling reasons why the
Bill of Rights guarantees several rights of the accused, and none
are enumerated for the victim.
¶54 The Framers sought to limit the
power of the government they had just created and authorized, and
freedom was never to be compromised significantly. The essential
function, purpose and beauty of the civil rights the Framers created,
enumerated and guaranteed, is that without limitations on the police
powers of government our life, liberty and property would be at
risk of gradual deprivation and eventual obliteration.
¶55 The safeguards provided by the
framers of the federal constitution protect all of us. They are
societal rights, as well as individual rights. The state’s goal
in criminal proceedings is singular: to obtain convictions. Criminal
proceedings are adversarial by nature, and the constitutional protections
provided by the Bill of Rights, including the Fifth and Eighth Amendments,
help insure that the accused is treated fairly at all phases of
the proceedings, including the sentencing phase.
¶56 The VIS in these types of cases
necessarily fan the emotional flames of any listener and impair
her ability for rational decision making. The introduction of a
VIS causes a constitutional concern, but the concern is almost never
raised. The concern in all the “proportionality” cases is that the
punishment fit the crime; the concern in future Fourteenth Amendment
challenges may be that the Defendant’s due process rights are not
violated by the VIS.
*
Mark
Stevens, Juris Doctor, Massachusetts School of Law; B. A.,
Political Science, University of New Hampshire. Private practice
attorney admitted in Massachusetts and New Hampshire.
3
See C.J. Woodbine, The Origin of the Action of
Trespass, 33 Yale L.J. 343 (1934).
4
See Richard E. Laster, Criminal Restitution: A Survey
of its Past History and An Analysis of its Present Usefulness,
5 U. Rich. L. Rev. 71 (1970).
5
See Cesare Beccaria, Essay on Crimes And Punishments
(1764).
7
See People v. Downing, 174 Cal.App.3d. 667 (1985).
10
See generally, Patrick M. Fahey, Note, Payne v. Tennessee:
An Eye for an Eye and Then Some, 25 CONN. L. REV. 205 (1992).
13
See Robinson
v. California, 370 U.S. 660 (1962) (striking down California
statute that criminalized narcotics addiction).
15
The Booth Court majority (5-4) was comprised of Powell,
Brennan, Marshall, Blackmun and Stevens, JJ. Dissenting were :
Rehnquist, CJ., White, O’Connor, and Scalia, JJ. ; The Gathers
majority (5-4) were: Brennan, Marshall, Blackmun, Stevens
and White, JJ. Dissenting were: Rehnquist, CJ., O’Connor, Kennedy,
and Scalia, JJ.; The Payne majority (6-3) were: Rehnquist,
CJ., White, O’Connor, Scalia, Kennedy, and Souter, JJ. Dissenting
were: Marshall, Blackmun, and Stevens, JJ. Note the flip-flopping
of Justice White (Against Booth, for
Gathers, and against Payne, all within four
years, from 1987 to 1991). Also, see J. White’s concurring
opinion in Gathers.
17
Powell, J. delivered the opinion of the Court, with Brennan, Marshall,
Blackmun and Stevens, JJ., joining. White, J. filed a dissenting
opinion, in which Rehnquist, C.J., O’Connor, and Scalia joined.
Scalia, J. also filed a dissenting opinion in which Rehnquist,
C.J., White, and O’Connor, JJ., joined.
28
See Jonathan H. Levy, Limiting Victim Impact Evidence
and Argument After Payne v. Tennessee, 45 STAN. L. REV. 1027
(1993).
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